with files × NGX and SEC filings ×
Exposure Of Investor’s Data And Consent Form
Circular To Capital Market Stakeholders On Covid-19
Clarification On Prohibition Of Gifts At General Meetings (AGMS/EGMS)
Circular To All Regulated Entities And The Market
Activities Of Unlawful Market Operators
Circular to all Capital Market Operators/Stakeholders on Post-Approval Amendments to Transaction Documents
2020 Capital Market Committee Meeting Calendar
International Conference on the Nigerian Commodities Market 16-17 March 2020
Maintaining And Updating Comprehensive Investors/Shareholders Account Information
Communique Issued At The 2020 Budget Seminar Themed “Leveraging The 2020 Budget And The Finance Act For The Growth Of The Nigerian Capital Market”
Securities And Exchange Commission’s 4th Budget Seminar
Training Programme For Capital Market Operators and Compliance Officers
Public Notice – Penalties and Ban Expiration – Adekunle Alli
Guidelines On Net Capital: SEC Rule 57 And 58
Cases Before the Administrative Proceedings Committee (June, 2020 to September, 2020)
Cases Before the Administrative Proceedings Committee (February, 2016 to May, 2020)
Statement On Digital Assets And Their Classification And Treatment
Amendment To Rule 27 – (Fidelity Bond)
Operations Of Nominee Accounts By Capital Market Operators
BGL Group APC Decision
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